Under the SOX 2002 provisions, registered public accounting firms are required to prepare and maintain audit work papers and other info related to any audit for a period of:

Of the following audit clients, which client's engagement would have to be conducted under SEC or PCAOB regulations and procedures?

An issuer may hire an employee of a registered public accounting firm who served on the audit engagement team within the previous year for which of the following positions?

Independence is impaired by:

In order to maintain independence, a partner, principal, shareholder or professional employee of a firm may not hold more than ____% in a client's stock.

Ron Johnson is the lead audit partner on the engagement with Abco, Inc. (a public company). Mr. Johnson must be rotated from the engagement every: