Ethics & Professional Responsibility

Practice Questions

CPA Auditing and Attestation (AUD) › Ethics & Professional Responsibility

Page 1 of 4
10 of 36
1

Under the SOX 2002 provisions, registered public accounting firms are required to prepare and maintain audit work papers and other info related to any audit for a period of:

2

“Responsibilities Principle” requires a member to:

3

A member is serving as an engagement partner. He invests heavily and has a portfolio of government bonds of a government client. This is an example of a:

4

Under the SOX 2002 provisions, registered public accounting firms are required to prepare and maintain audit work papers and other info related to any audit for a period of:

5

“Responsibilities Principle” requires a member to:

6

A member of the AICPA performing an audit, review, compilation, or other professional services must abide by:

7

A member is serving as an engagement partner. He invests heavily and has a portfolio of government bonds of a government client. This is an example of a:

8

A member of the AICPA performing an audit, review, compilation, or other professional services must abide by:

9

The GAO professional framework includes

10

An independent auditor must have which of the following?

Page 1 of 4
Return to subject